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1、華寶興業(yè)基金管理有限公司開放式基金直銷投資者交易指南華寶興業(yè)基金管理有限公司2017-06版目錄風(fēng)險(xiǎn)提示...........................................................................................................................................3第一部分華寶興業(yè)開放式基金直銷中心----交易辦理指南.................................................41.釋義:...................
2、.................................................................................................................42.基本規(guī)則..................................................................................................................................53.基金賬戶類業(yè)務(wù).................................
3、.....................................................................................53.1基金賬戶開戶、增加交易賬號(hào)、基金賬號(hào)登記.................................................................63.2資料變更...............................................................................................................
4、................73.3專業(yè)投資者............................................................................................................................83.4普通投資者............................................................................................................................93.5普通投資者申請(qǐng)
5、轉(zhuǎn)化成為專業(yè)投資者申請(qǐng)及確認(rèn)...........................................................93.6專業(yè)投資者申請(qǐng)轉(zhuǎn)化成為普通投資者..............................................................................103.7普通投資者風(fēng)險(xiǎn)承受能力測(cè)評(píng)及與產(chǎn)品及服務(wù)的匹配..................................................104.基金交易類業(yè)務(wù).................................
6、...................................................................................125.傳真交易................................................................................................................................176.特殊交易..................................................................
7、..............................................................187.資金結(jié)算..............................................................................................................................198.咨詢服務(wù)......................................