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1、FINANCIALSERVICESGUIDETheprovideroftheservicesdescribedinthisFinancialServicesGuideistheAustralianFinancialServicesLicenseeCommonwealthSecuritiesLimitedABN60067254399AustralianFinancialServicesLicenceNumber:238814RegisteredOffice:Level7,48MartinPlaceSydneyNSW1155IssueDate:13Jan
2、uary2005ContentsSECTIONONECOMMONWEALTHSECURITIESLIMITEDPARTONEIMPORTANTINFORMATION1FINANCIALSERVICESGUIDE1OTHERDOCUMENTSYOUMAYRECEIVEFROMUS1WHOAREWE?2WHATFINANCIALSERVICESANDPRODUCTSDOWEOFFER?2HOWDOYOUOBTAINOURSERVICES?2HOWCANYOUTRANSACTWITHUS?2IFWEPROVIDEFURTHERMARKETRELATEDAD
3、VICE?3HOWDOYOUPAYFOROURSERVICES?3HOWAREWEREMUNERATEDFORTHESERVICESWEPROVIDE?3HOWAREOURREPRESENTATIVESREMUNERATED?4ASSOCIATIONSWITHRELATEDPRODUCTISSUERS5REMUNERATIONTHATMAYBERECEIVEDBYASSOCIATEDPARTIES5HOWISMYPERSONALINFORMATIONDEALTWITH?5WHATSHOULDIDOIFIHAVEACOMPLAINT?6PARTTWOI
4、MPORTANTINFORMATION7FINANCIALSERVICESGUIDE7FEESANDCHARGESFORNONADVICESERVICES7FEESANDCHARGESFORADVICESERVICES11FINANCIALPLANNINGSERVICE11WEALTHCREATIONSERVICE11DEFINEDADVICESERVICE12MANAGEDFUNDSEXECUTIONONLYSERVICE12FEESFORTHEABOVESERVICES13SHAREPORTFOLIOSERVICE14AUSTRALIANSECU
5、RITIESADVICE14FEESFORSHAREPORTFOLIOSERVICEANDAUSTRALIANSECURITIESADVICE15SECTIONTWOSHARESDIRECTNOMINEESPTYLTDIMPORTANTINFORMATION18SECTIONONEOtherdocumentsyoumayreceivefromusPARTONEStatementofAdviceWheneverweprovideyouwithanyIMPORTANTpersonaladvice,youarealsoentitledtoINFORMATI
6、ONreceiveaStatementofAdvice.PersonaladviceisadvicethattakesintoaccountFinancialServicesGuideoneormoreofyourobjectives,financialThisFinancialServicesGuide(“FSG”)situationandneeds.TheStatementofisanimportantdocument.ItAdvicewillcontaintheadvice,thebasisprovidesyouwithinformationa
7、boutonwhichitisgivenandinformationCommonwealthSecuritiesLimitedaboutfees,commissionsandany(“CommSec”,“we”,“us”or“our”)toassociationswithproductissuersorhelpyoutodecidewhethertousetheotherpartiesthatmayhaveinfluencedfinancialservicesweoffer.theadvice.ThisFSGisdividedintotwoparts
8、:ProductDisclosureStatementPart1oftheFSGexplainstheser
