document retention policy - illinois college of optometry:的文件保留政策-伊利諾斯眼科學(xué)院

document retention policy - illinois college of optometry:的文件保留政策-伊利諾斯眼科學(xué)院

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1、BusinessDocumentRetentionPolicyDateIssued:April2009DateRevised:PurposeThepurposeofthispolicyistoinformCollegeemployeesoftherequirementsandresponsibilitiesformanaging,protectinganddisposingofcollegebusinessrecords.Itpertainstothelegality,retention,safeguarding,backingupandfutureaccessibi

2、lityofpaperandelectronicbusinessrecords.TheCollegerecognizesthatelectronicrecords,includingelectronicmessages,aresubjecttofederal,stateandlocallawsandregulationsthatapplytohardcopydocuments.ScopeTherecordretentionpolicysetforthhereinappliestoallemployeesoftheCollegeandappliedtoallrecord

3、sthataremadeorreceivedinthetransactionsofCollegebusiness.Thereareseparatepoliciesforacademicandcourseinformation,research,patientmedicalrecordsandpatientdata,etc.DefinitionsTheterm“electronicrecord”meansanyrecordthatiscreated,receivedmaintainedorstoredonanyCollegecomputingequipmentorsto

4、ragedevice.·Electronicmessages,includingthosecreatedusinge-mail,andotheremergingelectroniccommunicationtechnologies,suchashandhelddevices,voicemail,andinstantmessaging.·Wordprocessingdocumentandspreadsheets·DatabasesTheterm“l(fā)egalcustodian”shallmeanoriginatorofelectronicmessagesorthecrea

5、torofanelectronicdocumentifthatpersonisanemployee;otherwiseitistheemployeetowhomthemessageisaddressedortowhomtheelectronicdocumentissent.Iftherecordistransferred,byagreementorpolicy,toanotherpersonforarchivalpurposesbecomesthelegalcustodian.GeneralRequirementsMaintenanceanddisposalofele

6、ctronicrecords,asdeterminedbytheircontentistheresponsibilityofthelegalcustodianandmustbeincompliancewiththeCollege’sapprovedrecordsretentionanddispositionschedules.FailuretoproperlymaintainelectronicrecordsmayexposetheCollegetolegalrisks.Thedepartmentheadofanserviceunitisresponsiblefore

7、nsuringcompliancewiththeapplicablestateandfederallaws.WhenanemployeeleavesadepartmentortheCollege,thedepartmentheadisresponsiblefordesignatinganewcustodianandensuringthatanyrecordsintheseparatingemployee’spossessionareproperlytransferredtothenewcustodian.The9departmentheadisres

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